submitted marketable limit-sell orders (that is, at prices just above the thresholds) than vice versa. • Retail investors are sending sell orders of larger sizes when prices are just above threshold prices
of the registration statement and the draft prospectus in paper format, and one set of the photocopies thereof; (2) transmitting information electronically via the data transmission 13 system as
qualification of investors to ensure they are institutional or high net worth investors allowed to purchase units of foreign collective investment scheme under the specified requirement in Clause 8; (2) sending
home regulator, as the case may be. Clause 8 Prior to selling units of foreign collective investment scheme, a securities company shall at least undertake the following steps: (1) sending or distributing
lawsuit. For example, in case of damage resulting from a breach of contract, compliance with the agreements specified in the contract is required such as sending a notice prior to filing a case. The SEC has
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
shareholders’ meeting instead of sending a notice to shareholders within 21 days from the day of making the disclosure to the Stock Exchange of Thailand. Please consider details as attached in Attachment 1. 3
factors sending the impact on tourism decisions in Thailand. For the total multi- products fuel transportation volume of FPT was decreased by 0.6%(y-o-y) to 4,569 million liters. * Note: Total Flights was
following matters in Thailand: (a) disclosing and sending [i] information of the scheme as required by law or regulations under the responsibility of home regulator to investors or [ii] any other information