manners. For example, sending buy or sell orders for securities, or buying or selling securities in a manner that pushed the prices upward, placing bid offers in a way that obstructed others from placing

. By sending a clear message to the fund managers and AMCs’ staff about the importance of socially and environmentally responsible investments, and by encouraging the integration of ESG factors into

also the administrator of CoinEx Official Thailand Telegram chatroom to facilitate more convenient crypto trading by sending advertising and sales promotion messages that led to more public exposure to

must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have

accounts of several groups of people to buy and sell both securities in a manner that boosted up share prices by sending trading orders in great volume with different price levels, taking both bid and offer

sending documents to her own address to conceal high volumes of investment unit switching and buying without the client?s orders. In case of Surasak, the SEC obtained a report indicating that Surasak was

company. {E} also misled investors into believing that she was a representative or marketing officer for such foreign company. Using clients accounts to trade securities for other persons or sending trading

personnel for 10 years. (2) {B} , an investor contact of KTB Securities Co., Ltd., aided other persons in sending trading orders of TRAF shares in a manipulative manner. She was fined for her assistance in

of acquisition or disposal of assets for the listed companies, to notice to the SET is a must. Circulate letters shall be sending to the shareholders to acknowledge within 21 days counting upon the

following matters: (a) disseminating and sending information of foreign ETF to relevant persons, for example governmental organization or authority, the Stock Exchange of Thailand or unit holders of foreign