Bangkok, April 10, 2015 - The SEC summarized the development and supervision on the capital market from late 2011 to early 2015 with achievements in lifting up the Thai capital market to match the
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
Bangkok, May 9, 2014 ? The SEC supports Thailand Post, Counter Service at 7-11 and other leading retail shops, and Tesco Lotus to be paying agents for investment in mutual funds by this June. With
. The full list of the approved mutual funds and capital market products as well as fund prospectus and reports is available in Thai via this link: https://market.sec.or.th/public/mrap/MRAPDefault.aspx
in various activity zones. To begin with, investment product zone introduces the capital market products including equities, debt securities, mutual funds, LTF/RMF, real estate investment trust (REIT
-border offerings of ASEAN Sustainable and Responsible Funds (SRF) under the existing ASEAN CIS Framework, the Meeting endorsed the Handbook for cross-border offerings of ASEAN Sustainable and Responsible
culture conducive to the creation of sustainable benefits for members, the funds and the Thai capital market as a whole.The four provident funds that have announced to implement the I Code are: (1) The
SEC Secretary-General Ruenvadee Suwanmongkol said: “Today, SEC has issued the Notification prescribing the standard single form for opening an account for investment in all types of capital market
materially inappropriate demeanor affecting clients, investors, the company, shareholders as a whole, money market or capital market on a whole as specified as prohibited characteristic in Group 3 under Clause