Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
quarterly MD&A (management discussion and analysis); and (4) Encouraging securities companies to voluntarily enter into dispute settlement through arbitration procedure Self-Discipline ● Prescribed best
/nistpubs/800-145/SP800-145.pdf 4 ล ำดับ ค ำถำม ค ำตอบ 1. On-demand self-service : ผู้ใช้บริการ สามารถก าหนด computing capabilities เช่น server time หรือ network storage ได้เอง โดยไม่จ าเป็นต้องพึ่งพาผู้ให้
Control under the Foreign Exchange Rule Reform Program Phase 2 per Notification of the Ministry of Finance Re: Foreign Exchange Control (No. 8), Notification of the Ministry of Finance Re: Minister’s
which the management company is authorised to manage 4. Prospectus There should be a rule of practice for examining the accuracy and completeness of the prospectus 5. Change and amendment to the mutual
(remuneration) may not be refunded in an amount equals to the capital in which the management company is authorised to manage 4. Prospectus There should be a rule of practice for examining the accuracy and
accounting standards while auditors must work for audit firms that have a quality assurance system in place. In addition, the SEC encouraged trade associations to expedite its preparation for self-regulation
to ensure a healthy environment for new product launch without unnecessary regulatory blockage, (2) promoting the roles of the Thai Bond Market Association (ThaiBMA) as a primary self-regulatory
practitioners to become self-regulated community, especially in the oversight of members’ compliance with ethical and professional codes of conduct and imposition of disciplinary actions. The SEC has also
-committee of the National Broadcasting and Telecommunications Commission, Political Development Council and Independent National Rule of Law Commission. Ms. Sopawadee Lertmanaschai obtained an LLM, a Bachelor