) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
compliance with applicable laws and regulations. Apart from reviewing the preparation of financial statements, the internal control of such preparation is evaluated while the Control Self-Assessment (CSA) is
effectiveness of pandemic control and vaccine development, the economic damage may be worse than what was seen during the 1997 financial crisis. Given volatility in the financial market and real sector which had
. KBank has in place measures to control risks across all processes, from the stage prior to connectivity, during connectivity, and through to the process end. We have assessed the respective credibility
, both listed companies and audit firms ought to put in place proper work processes and internal controls to ensure the desired outcomes. Listed companies need a suitable internal control system and a well
impediments to the bond market, with all relevant agencies working in unison. Furthermore, the government decided to grant a sizeable tax concession to individuals who save long term via collective investment
), published in the Government Gazette on October 18, 2017, and effective April 19, 2018, consolidates provisions of laws concerning the three existing payment systems of Thailand under the supervision of the
inspection cycle (2016 to 2018), audit firms in the capital market established and maintained a system of quality control as required by the Thai Standard on Quality Control (“TSQC 1”). The majority of audit