. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote

make it possible for corporations to decrease the cost of capital and to facilitate their access to the capital market. This is of significant importance in today’s globalised capital markets

ครบถ้วน กองทุนเปิดไทยพาณิชย์ Autonomous Technology and Robotics SCB Autonomous Technology and Robotics (SCBAUTO)

- Recommend nominations of the independent auditors and the auditors’ remuneration to the Board. Review with the independent auditors the objectives of audit, responsibility and auditing procedures of the

board‟s responsibilities inherently demand the exercise of objective, independent judgement. However, given the ownership structure in Asia, directors often remain appointees of controlling shareholders

the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being offered is > five percent of paid-up shares at the date of the decision of the shareholders

and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance

หนงัสอืชีช้วนสว่นรบัรองความถกูตอ้งครบถว้น กองทนุเปิดไทยพาณิชย ์Autonomous Technology and

) to provide experts? advice on possible solutions for correcting audit work deficiencies.Note to the Editor: The Independent Audit Inspection Activities Reports from 1 January 2013 to 31 December 2015

forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social