its custody are secured and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records
and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records of assets of each client
, “capital fund” shall mean the total value of: (1) shareholders’ equity which has been allocated in a securities business account according to the Financial Status Report Form (segregated by type of business
2 (segregated account) /+2 @&18 2 &) 1 9&)6O 9%29@2+O9@& :+=2 +&' 26 2. a9@2 a &)/:+< %? /:+ , . a9@2 a &)/:+
การรับดูแลและเก็บรักษาตราสารหนี้ ให้บริษัทหลักทรัพย์ดำเนินการดังต่อไปนี้ (1) เปิดบัญชีการให้บริการสำหรับลูกค้าแต่ละราย (segregated account) ที่มาใช้บริการ เพื่อให้สามารถระบุตัวตนของลูกค้า
-office supporting function for instance, the structure of unit which deals with customer or submitting trading orders (front-office function) should be clearly separated from the unit which has duties in
-office supporting function for instance, the structure of unit which deals with customer or submitting trading orders (front- office function) should be clearly separated from the unit which has duties in
following allotments: (1) the allotment of units offered specifically to major investors; or (2) the allotment of units segregated for the following persons and disclosed in the prospectus: (a) the person