Bangkok, April 16, 2014 ? The SEC is seeking public comment on easing rules on derivatives investment of accredited investor funds (AI funds), where all unitholders are institutional investors or

total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise

Bangkok, 23 January 2018 ? The SEC is seeking public comments on the proposed amendments to the rules governing disclosure of initial public offering (IPO) information, whereby the issuer would

Rules, Conditions and Procedures for Investing in and Seeking of Benefits for Long Term Equity Fund

Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities

Bangkok, 25 October 2016 ? The SEC is seeking public comments on the draft rules concerning transfer of retirement mutual funds (RMF) and long-term equity funds (LTF) in case of fund dissolution to

Bangkok, May 4, 2016 ? The SEC is seeking public comments on draft rules concerning qualifications of chief financial officers (CFO) and accountants who are the key preparers of financial statements

Bangkok, January 21, 2016 ? The SEC is seeking public comments on draft amendments to the regulations concerning supervision on trigger funds and product advertisement.The proposed amendments to the

investment objectives of sustainability development. Nevertheless, the disclosure on the ESG-related features of these mutual funds differ markedly and most of them do not explicitly disclose how the asset

SEC public hearing on proposed regulations on disclosure and submission of PVD Factsheet and data reporting The Securities and Exchange Commission, Thailand (SEC) is seeking public comments on