relation to threats to independence and objectivity of EQR; (d) complying with provisions of law and regulation (if applicable); If yes, please respond to following questions. - How does the firm assess an
) วิธีการเปิดเผยขอ้มูลใหลู้กคา้ท่ีปรึกษาการลงทุนทราบ (ข) หลกัปฏิบติัในการใหค้ าแนะน าอยา่งเป็นอิสระ (independence and objectivity) (ค) หลกัปฏิบติัในการปฏิบติัต่อลูกคา้ประเภทเดียวกนัอยา่งเท่าเทียมกนั
compromising the reviewer’s objectivity. (c) The documentation of engagement quality control review which showed that following: · The procedures required for the review have been performed · The review has been
Management Name : Mr KHANIT SEE | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 19/09/2014
Management Name : Mr KHANIT SEE | Type of securities : Warrant 2 | Methods of Acquisition / Disposition : Sell | Transaction Date : 19/09/2014
Management Name : Mr KHANIT SEE | Type of securities : Warrant 2 | Methods of Acquisition / Disposition : Sell | Transaction Date : 19/09/2014
Management Name : Mr KHANIT SEE | Type of securities : Warrant 2 | Methods of Acquisition / Disposition : Sell | Transaction Date : 19/09/2014
Management Name : Mr KHANIT SEE | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 18/05/2017
/timeliness of the research • Evaluation of the objectivity and independence of the recommendations 10 MATERIALITY Governance Climate Change Location Company-specific Sector/Industry Investment Horizon CFA
■ Revision of the Regulations Governing Provident Fund Management to Promote Transparency and Fairness Among Members ■ Promotion of Long-term Savings ■ Issuance of Non-Voting Depositary Receipt : NVDR