Firm level………………………………………………………………. (Please specify the inspected ISQC.) (4) Summary of inspection results……………………………………………………… (Please specify risks associated with the non-compliance of the policies

processes in the capital market to work more effectively, decrease the cost in accessibility or the  operation of each market participant in each sector also be transparent and able to be inspected, and

Inspection The issuer shall provide an indication of where the documents (or copies thereof) concerning the issuer, which are referred to in the registration statement may be inspected. Exhibits and documents

Seamico Securities Public Company Limited (“The company”) would like to report operating result that has been examined by our auditor for the first quarter ended March 31, 2018 as follows: The consolidated

the type specified in the license only after the SEC Office has examined and viewed that the licensee can demonstrate its possession of: (a) good https://publish.sec.or.th/nrs/7307pe.doc <

executive status, effective on October 15, 2008.2. Sonthaya Mounmiang (one-year probation): Following the investigation report from her employer securities company, the SEC examined the case and found that

under the first and second paragraph in complete and up-to-date manner that can be promptly retrieved and inspected by the SEC Office.” Clause 4. This Notification shall come into force as from 1 January

1,551.68 209.99 1,761.67 Currently the work is being inspected by the employer, which is the delivery and acceptance of the whole project. 4. Net profit : the net profit of the year 2019 is Baht 34.96

of the CIS Operator. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) “I have duly examined the information contained in this registration

company to provide advice or information concerning investment in a fund; (c) having systematic procedures and methods for accepting of purchase or redemption orders which can be examined for certainty and