. During the period that an auditor of the audit firm has been registered with the SEC, I certify that the audit firm will regularly review and maintain the audit quality control system to comply with ISQC1
trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or
decisions for clients, (2) Receiving compensations, either directly or indirectly, and (3) Operating such businesses regularly or giving services to the general public. Pursuant to Section 66 of the
compose of personal detail, time of entering and there should be inspected that record consistently. [M] · Arranging the computer centre separately such as network zone, server zone and printer zone etc
be inspected that record consistently. [M] o Arranging the computer centre separately such as network zone, server zone and printer zone etc. for the purpose of compliance convenience and render
disruption 1 2 To keep the SEC staff abreast of the ever evolving developments and knowledge of the accounting professions, we regularly conduct internal training on relevant topics including the upcoming
financial reporting ecosystem. Strengthening the audit professions The SEC regularly hosts seminars for auditors, whose agenda normally cover accounting standards, auditing standards, and practical issues. In
maintains its mission to oversee and develop the quality of auditors in the capital market. The quality control system of the audit firms is regularly inspected, and the audit engagement is randomly selected
maintain trust from shareholders and stakeholders consistently. In addition, the role of shareholders to follow up companies? business operations will help promote companies? transparency and accountability
Provident Fund (AOP) are in the process of encouraging and promoting other provident funds to implement the I Code in the future.SEC had been consistently encouraging the PVD to provide the maximum