, breaching the regulations of the Stock Exchange of Thailand and consequently being imposed upon by the organization?s punitive orders. Efficient internal control and stringent compliance units of

apply for securities listing on any of the three exchanges of LuxSE, namely (1) Bourse de Luxembourg (BdL), whose criteria are as stringent as the regulations governing public offering of corporate

investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset  and stringent supervision on asset separation to keep

with a custodian services to protect investors’ asset  and stringent supervision on asset separation to keep private... https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8625 SEC allows asset

by the trade war between U.S.A and China. China is hit by a tariff wall which affected Thai Rubber wood exports to China. Another reason came from China with strict environmental regulations which

the inspection of the Stock Exchange and the SEC, shall be subject to strict penalty actions.

conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed;  (8)  Debt issuers must use the raised money to repay for the earlier

securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice

securities firms themselves took part in share price manipulation. Strict enforcement on this case is imperative. Due to their misconducts, Porntep and Arada now have prohibited characteristics of capital

cooperation is creating the synergy for investment governance culture in the capital market.SEC Secretary-General Rapee Sucharitakul said: ?It takes more than strict regulations to develop a sound capital