of persons; and revising definition of the same group of persons to include controlling persons. The draft regulations and consultation paper are available on the SEC website at www.sec.or.th

Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the

has issued the amended regulations with the key points as follows:   (1)  Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and

business. This also includes requirements related to information security audits and the qualifications of the auditor who must be qualified and independent;  (3) Revising the requirements and guidelines in

redemption of all four bond series by an additional year from the original maturity date; (3) Revising the principal repayment schedules for all four bond series to two installments, with the first

:              (1) revising the rules for private placement of convertible bonds by small and medium-sized enterprises and private limited companies (PP-SME)** to accommodate issuance and offering for sale of

or cancel interest payments or other compensations or establish write-off criteria, etc., and excluding NC bond from the plain vanilla category; and (3) Revising the process for amending the use of

SEC has applied the principles for regulatory reform to revising governing mutual fund regulations in order to ensure that these rules are reasonable, practical and less burdensome for the

the duties of various parties involved with any particular bond, including bondholder representatives and bond registrars. This joint proposal for revising the Terms and Conditions builds on the

, with the key points as follows:   (1) Revising the qualification requirements imposed on applicants for listing on SET and the mai (Market for Alternative Investment) whereby the criteria for considering