The SEC has amended the regulations related to SME fundraising via private placement or PP-SME* to further promote financing of the private sector. In this regard, limited companies whose size is bigger than that of SME pursuant to the Law on SME Promotion (for example, a company with revenue more than 300 million baht in the trading and service businesses) are eligible to raise fund by issuing and offering shares or convertible debentures for sale in a private placement in the same manner as th...
SEC Secretary-General Rapee Sucharitkul revealed that “independence of the auditor is a key factor in establishing the reliability of the financial reports. When the international standards on this matter are changed, SEC must revise the rules on the rotation of auditors accordingly. SEC has recently revised the rules on rotation of auditors of listed companies and will likewise revise such rules for property fund, infrastructure fund, REITs, and infrastructure trusts. The auditors must be...
Bangkok, January 26, 2016 ? The SEC has revised several regulations concerning investment policies of mutual funds and provident funds (PVD) to enhance flexibility and compliance with international guidelines and market development.SEC Secretary-General Rapee Sucharitakul said: ?The amendments which have been approved recently by the Capital Market Supervisory Board aim to increase competitiveness of the ever-growing asset management business by, for example, relaxing several requirements. In so...
The Capital Market Supervisory Board (CMSB)’s Meeting No. 4/2021 dated 16 March 2021 passed a resolution approving in principle the regulatory revision following the cooperative plan of the BOT’s BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would be useful for policy making with regard to exchange rates and financial system in an effective and t...
securities, and revises the law to encompass the digital trading in securities; (2) revises overall provisions regarding over-the-counter center i.e., the establishment, qualifications of applicants
Board No. Tor Thor. 88/2552 Re: Business Days and Holidays of Derivatives Business Operators dated 3 August 2009, the Office of the Securities and Exchange Commission hereby revises the holidays of
Exchange Commission hereby revises the holidays of securities companies and derivatives business operators for the year 2020, which have been specified in the Notification of the Office of the Securities and
-0000010049/25630921-25660921?symbo... SEC revises regulations on business operation and client asset report Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8535 SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to