SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai Financial Reporting Standards No. 9 (TFRS9) which is being revised by the Thailand Federation of Accounting Professions under the Royal Patronage of His Majesty The King (TFAC) which will become effective from 2019. The revision of TFAC will render effects on preparation of the financial statements, i...
SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to
Bangkok, February 3, 2011 - The SEC is seeking public comments to relax regulations on minimum IPO period and registration of assets in case of general mutual fund to facilitate more flexibility for asset management company in determination of IPO period which will allow making of investment for mutual fund prior to closing of IPO. This will be beneficial for investment especially during market fluctuation.The SEC sought public comments on principle for revision around middle of last year where...
Bangkok, July 28, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revisions of investment rules applicable to mutual funds and provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible asset rules, investment rules with higher level of diversification and reclassifications of fund...
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to prevent abnormal securities trading. In so doing, both organizations have prepared and disseminated in...
Microsoft Word - OC0061-OCMSET-6106-002 แจ้งเพิ่มทุน PP และ ประชุมวิสามัญครั้งที่1.2561 TH Revise 1_KAP.20180614.V3_JW_clean.do หนาท่ี 1 จากจํานวนหนาท้ังสิ้น 12 หนา บริษัท โอเชี่ยน คอมเมิรช
principles in Section 77 of the Constitution.“On the occasion of the 28th anniversary, SEC has implemented the Regulatory Guillotine scheme that aims to revise regulations in all aspects for the Thai capital
under the concept of regulatory reform that SEC had used to revise multiple regulations.However, in regards of the draft regulations, SEC also held a meeting with relevant sectors, accumulated concerns
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more
SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial instrument that will be effective from 1 January 2020. The report form will be revised to be in line with the financial statement form which has recently been revised. In addition, SEC considers it reasonable to increase the flexibility in submitting the report to be in line with the operation procedu...