ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the
investors and companies managing assets for investors locally and overseas. This in turn will help to create a favorable environment for good corporate governance and encourage responsible business operation
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technological advancement, as well as how to protect investors and create a fair and efficient capital market.2. Rebuilding the Future of Finance: Digital Assets & Proof-of-Responsibility The panel will
information via generally accessible channels of business operators or preparation and storage of information in a manner ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no
the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The use of a client’s assets, fiat money and
aims to address this issue by facilitating intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create
intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create their own financial well-being beyond retirement
. The MoU marks a significant milestone for closer capital market cooperation that will create greater business opportunities as well as sustainable growth and prosperity of the region.? SECC Director