safeguards to eliminate those threats. An example of such preventive measures includes requiring a resigning personnel to inform the audit firms about their new employers and to sign an independence and
firms network in forming the Thai Capital Market Audit Firms Club (The Club). The SEC held meetings with the Club regularly and applied the received comments to the making of new projects. Many such
rigorous application and enforcements of those standards and these meetings, together with several conference calls in-between, give members opportunities to comment and discuss new developments in the
standards. (2) An information security system to safeguard against unauthorised access to information, measures to maintain the integrity of relevant data and ensure availability of critical data. (3
company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior
institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to
financial institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and
controlling measures of emerging and re- emerging infectious diseases 23. Creating eco-friendly water, energy, and agricultural security 24. Developing the entire river basin management system to ensure
relevant operational processes to accommodate these new regulations. Regulations for Information Technology Risk of Financial Institutions The Bank of Thailand issued Notification No. SorNorSor.21/2562
of digital technology, which has shaped a new trend of consumption amid intensified borderless business competition via digital channel. To brace for these numerous challenges, KBank prioritizes the