Investor Contacts and Standards of Conduct dated 21 June 2005. Such misconducts were so severe that it deemed crucial to revoke his status as securities company personnel. Normally, frauds against

, while he escaped from the case.  Owing to such severe offences, the SEC deemed Chalerm unfit to be in the securities business personnel and, therefore, revoked the approval status of the investor contact

such severe wrongdoings, Chalerm is deemed unfit to perform the duty as investor contact and revokes the approval status of the investor contact for ten years, starting from June 23, 2011.Concurrently

Conduct dated 21 June 2005. As Kunakorn?s misconduct was deemed a carefully laid plan to deceive the client, without evidence of remedies for substantial damage or compensation paid to the client, a severe

her employer bank a report on her severe professional misconduct which was considered dishonest and unethical behavior in violation of Clauses 3(10) and (12) of the Notification of the Capital Market

from both domestic and international demand which were impacted by the coronavirus (COVID-19) pandemic and various severe measures for controlling the outbreak. Therefore it affected to the economic

of the two investor contacts? misconducts described above, the first client suffered damages worth almost 12 million baht. In view of such severe wrongdoings, the SEC revoked the approval for

an important first sign to consider whether or not a prespective company is worth investing. The SEC therefore requires immediate disclosure and reporting in case of severe damage, business

): According to the report of her employer, Siam City Securities Co., Ltd., filed with the SEC, Preeyanuch was found to have committed severe wrongdoings when holding the position of branch manager and marketing

: Approval for Investor Contacts and Standards of Conduct dated 14 October 2009. The SEC considered the said persons? misconduct as severe wrongdoing and deemed unfit to perform the duty as investor contact