) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
on his or her own. The SEC Office will ensure that the legal representative or the person who uses the parental power has acknowledged or consented, as the case may be, in accordance with the Personal
system by a company or agent assigned by you, or prepared and submitted by another company to the SEC Office: 2.1 The system for approving persons in the capital market (natural person/juristic person
CIS Operator ) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person
Operator) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS
” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person appointed by a private fund
whether directly by itself or through its representative office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well
help ensure that the supervision procedures for securities analysts will be undertaken reasonably by taking into account opinions from industry experts and market players. Also, the consideration for
the securities offering registration statement and draft prospectus ("filing"). In this regard, one of the conditions for termination of the debenture holder representative's duties which