corporate governance can support the sustainable quality of financial reports preparation from which investors can access reliable financial information to support their suitable investment decisions. The SEC
but also reduce partial costs for audit firms. But In any case, each first-time applicant is subject to the SEC’s strict audit work quality screening process in accordance with the international
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system
securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system, and legal enforcement function. In addition, more efforts will be made to ensure that the
SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC emphasizes the role of the capital market in providing reliable and sufficient information to support investors' decision making
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
’ meeting via electronic media, it is advisable to consider the use of reliable meeting control system in accordance with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8059 SEC launches automated
’ meeting via electronic media, it is advisable to consider the use of reliable meeting control system in accordance with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8059 SEC launches automated
laundering legislations, or where the know-your-client / customer due diligence process cannot be materially performed by the securities company. (3) know-your-client/ customer due diligence process (or KYC