Bangkok, February 19, 2014 - The SEC revealed that the Settlement Committee imposed a fine on {A} in the amount of 25,665,197.13 baht for manipulating share price of Rich Asia Steel Plc. (RICH).{A
SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 08/12/2020 - 22/12/2020
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For example, algorithm or computer coding has been used in the process of investment analysis, advice, and investment decision-making. Therefore, it could lead to new services offering and help investors to have alternatives by using the capital market to accumulate wealth in the long run.SEC studied...
2013. This was material information that would have supported an upward trend of the BKI share price. Chai disclosed such inside information to other persons who purchased BKI shares during 24-25
Bangkok, March 16, 2016 ? The Criminal Fining Committee has fined Somyos Anantaprayoon for dessiminating news that may have led other persons to understand that the share price of WHA Corporation Plc
Bangkok, 13 June 2018 ? The SEC has announced that the other six offenders in the share manipulation case against Asset Bright Public Company Limited (ABC) have consented to the civil sanction
Bangkok, 20 July 2018 ? The SEC has imposed civil sanction on 24 individuals who conspired or rendered assistance to manipulate the share price of Millcon Steel Public Company Limited (MILL). The
Earlier, the Capital Market Supervisory Board passed a resolution approving the amended regulations for newly issued share offering of listed companies through private placement. Essentially, the
(2018-2037). In this regard, the SEC has revised the SMEs share offering rules to provide SMEs with wider choices of fundraising channels, including share offering to the issuer’s group of companies
The existing regulations for newly issued share offering through PP require that listed companies submit an application for approval to the SEC and disclose material information related to the