ทั่วไป2ต้องเป็นตราสารที่ขึ้นทะเบียนใน regulated market3 และมีข้อมูล public4 ทั้งนี้ กรณีเป็นตราสารที่มีวันกำหนดชำระหนี้ไม่เกิน 397 วัน หากมีข้อมูล public หรือมีการออก/ค้ำ

violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction

professional standards and/or regulation, such as accounting firms, accredited verifiers, and regulated credit rating agencies, while others are not. At a high level, all firms providing external reviews should

awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the

(“Comply or Explain” basis) on its company’s website and in its annual reports (if any). Institutional Investors who are regulated by the SEC, such as Asset Managers, are required to notify the SEC

report as only a single factor in making their investment decision. mailto:Phineas.glover@credit-suisse.com Our Approach A lens to understand industry structural change 1. Climate Transition Super

Bangkok, July 23, 2015 ? The SEC has announced organizational restructuring to be more responsive to needs of each stakeholder group. By adopting an ?end-to-end? approach, the restructuring will

CFA INSTITUTE STATEMENT ON “GUIDANCE FOR INTEGRATING ESG INFORMATION INTO EQUITY ANALYSIS AND RESEARCH REPORTS” CFA Institute commends the SEC Thailand for promoting a diligent and thorough approach

consisting of 2 phases with 8 stories had detail as follows Detail Phase 1 Phase 2 1.Total Units 141 Units 36 Units 2.Total Project Value * Cost Approach 228,447,600 Baht Income Approach 397,954,855.72 Baht

Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the