Mr. Wu Jincheng Mr. Wu Jincheng colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the Securities
Mr. Chen Xiaoxiang Mr. Chen Xiaoxiang colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the
Mr. Xin Ye Mr. Xin Ye colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the Securities and
sentenced the accused to pay a fine of Baht 89,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 44,500 and a further fine of Baht 100 each day starting from
of Baht 181,200. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 90,600 and a further fine of Baht 100 each day starting from the day after prosecution
until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 178,500 and a further fine of Baht 500 each day starting from the next day of
pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 261,000 and a further fine of Baht 250 for each day starting from the next day of prosecution date (March 30,2016) until the
failing to file the reviewed financial statements for Q3/2016. Since the defendant pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 40,000 and a further fine of Baht 500 for
Mr.Theerayut Hemput Mr. Theerayut Hemput, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons, operated derivatives broker
reduced the fines by half, resulting in a fine of Baht 261,000 and a further fine of Baht 250 for each day starting from the next day of prosecution date (March 30,2016) until the company so complies