damage to the client. With reference to the bank?s report on the client?s complaint and the SEC's further inspection, {A} was found to have signed on the unit redemption form of Bualuang Long-Term Equity
applicable to mutual fund management company, but AIA Company Limited failed to comply with the provisions being applicable to mutual fund management company in case of redemption payment process when the
period of panic redemption, especially crisis communication plan. SEC Act S.117 Settlement Committee Meeting No. 3/2022 Settlement Committee Order No. 54/2022 Dated 28/03/2022
of panic redemption, especially crisis communication plan which violated section 117 of the Securities and Exchange Act B.E. 2535 amended by the Securities and Exchange Act (No. 4) B.E. 2551. SEC
Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC
(suspension) การช่าระค่าขายคืนหน่วยฯ เป็นหลักทรัพย์หรือทรัพย์สินอ่ืนแทนเงิน (redemption in-kind)2 การเลื่อนก่าหนด การช่าระเงิน (deferred payment) อย่างไรก็ดี ส่านักงานเห็นควรเพิ่มเติมเคร่ืองมือในกลุ่ม post
redemption was in fact a breach of such terms and conditions, and consequently caused damage to the customer who had to return the tax deduction money to the Revenue Department and pay for the capital gain tax
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
asset values, investment unit values, offering and redemption prices for investment units. (3) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of