Bangkok, April 16, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved to revise rules governing capital market personnel to standardize the

Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers

Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account

Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of

Bangkok, April 30, 2015 ? Chalee Chantanayingyong, Acting SEC Secretary-General, said that the SEC urges the public to learn of investment in capital market for saving growth and secured the future

MTI: MUANG THAI INSURANCE PUBLIC COMPANY LIMITED NC: NEWCITY (BANGKOK) PUBLIC COMPANY LIMITED NCAP: NEXT CAPITAL PUBLIC COMPANY LIMITED NCH: N. C. HOUSING PUBLIC COMPANY LIMITED NCL: NCL INTERNATIONAL

, which was attended by over 300 participants from both the state and private sectors in the capital market, on 7 December 2019 at Surasak Ballroom, Eastin Grand Hotel Sathorn Bangkok. SEC Secretary

SMEs’securities.(6)  On-site activities to provide knowledge to SMEs in many provinces including introduction to fund raising, preparation to raise fund from capital market, capital market information clinic and

Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing