in the capital market sector should therefore sufficiently provide necessary resources and focus on coordination among agencies, especially exchanging information necessary for prevention and
against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures
company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as
provide a better understanding of firms’ disclosure policies and practices for better investment decisions. Aids companies can use information disclosure as a strategic tool for enhancing their ability to
and 3. Facilitating SMEs’ ability to access funding sources, which is an important factor for the continuity and strenuosity of SMEs business in the future. OSMEP believes that fundraising mechanism
results of operations. B. Liquidity and Capital Resources 1. Provide information about the issuer’s short-term and long-term liquidity, i.e., its ability to generate adequate amounts of cash to meet its
Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar
ability to service the debt obligations. 2. Disclosure of compensation a. Issuer’s directors are on an individual basis; and b. Issuer’s senior managements are on lump sum basis. C. Share Ownership Provide
การสร้างมาตรการจูงใจ KNOWLEDGE DEVELOPMENT การพัฒนาองค์ความรู้ • Regulators: i.e., policy setting • Banks: Industry handbook Preparation • Private Sector: Ability to access ESG financial instruments