fund, a securities company shall proceed in accordance with the mutual fund project which has been approved by the SEC 5 Office. Revision or modification of the mutual fund project or revision to the
- net 4,744.9 4,337.7 407.2 9.4 Total assets 240,713.1 240,084.8 628.3 0.3 Loans to Customers As of 31 March 2021, loans to customers net of deferred revenue and modification gain or loss from the new
once a year at least. Moreover, for the determination, modification or alteration a value of parameter, it shall notify to concerned person each time. [M] · For the using other tools to inspect the
asset such as customer’s information or information of investment units incorrect because of computer system assessment or modification by the unauthorised person”etc. (Translation) -4- Segregation of
Construction, Modification or Relocation ( Or. 6) and a Factory License ( RorNgor. 4) as required for the business operations; (2) As of the date of the transfer of the entire business, there shall be no event
Transaction by the Subsidiary is subject to the significant conditions precedent as follows: (1) PCCA shall have duly obtained a Certificate of Building Construction, Modification or Relocation ( Or. 6) and a
investors and other users of credit ratings can understand how a credit rating was determined by the CRA. 3.3 A CRA should disclose a material modification to a credit rating methodology prior to the
3,386.7 558.7 16.5 Total assets 238,906.6 230,548.3 8,358.3 3.6 Loans to Customers As of 30 September 2020, the bank had loans to customers net of deferred revenue and modification gain or loss from the new
treatment of its stakeholders, accounting and money laundering, data privacy etc. The Group has established what is known as a ‘Protector Line’ which allows its employees and suppliers to raise concerns
periodical offers, the investor selection, the change of name list and number of allotted shares, the modification of allocation details, including the authority to determine any other detail relating to such