system in safeguarding clients’ confidentiality. The SEC therefore urged EY to rectify the system to be more stringent and the company has already done so. In addition, the SEC has sent a circular to all
accountability. The effectiveness of the complaint handling system depends on the fair consideration of complaints by the responsible party and a protective measure for whistleblowers; 5. Auditor: Selection of
branches in Bangkok and vicinity, and some branches in other provinces by closing them since March 25, 2020 which it is the defensive measures against the spread of COVID-19. The branches can open for
protective coating products business consist of 1) Industrial coating products such as rust proof paint, industrial paint and wood coating 2) Decorative coating including assets (land and building, machinery
ตามเศรษฐกิจโลกมากนัก (Defensive-Domestic Play) เชน กลุม Health Care และ REITs เปนตน และใหหลีกเลี่ยงการลงทุนในบริษัทในกลุมที่มีสัดสวนรายไดจากตางประเทศสูง ไดแก กลุม Info. Tech., Materials
control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The
), plus 25%, covering personal protective equipment (PPE) and laboratory fee capped at 540 baht per case and 3,000 baht per case, respectively. The budget is also covered the medical treatment including
.’ rd 13 Findings identified by the SEC Remediation plan implemented by the audit firms - No defensive measures are in place when there is threat related to fees in relative size (‘fee dependency’). - No
Exchange Commission No. SorNor. 29/2549 Re: Acts that may Create Conflict of Interest on Fund Management and Protective Rules By virtue of Section 98(7)(b) and Section 126(1) of the Securities and Exchange
of the Office of the Securities and Exchange Commission No. SorNor. 29/2549 Re: Acts that may Create Conflict of Interest on Fund Management and Protective Rules By virtue of Section 98(7)(b) and