that users be accountable for safeguarding their user IDs, passwords, and any personal information that may be potentially used to request a change of the user IDs and passwords. 23 5.4. System and

for safeguarding their user IDs, passwords, and any personal information that may be potentially used to request a change of the user IDs and passwords. 5.4. System and Application Access Control

provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such

. The securities company shall provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging

/ outsource Internal audit’s roles Assurance on operational efficiency. Reliability of reporting Compliance with laws and/or regulations Safeguarding of assets / ethical culture Advise on design and

benefits of members, investors or persons involved with the derivatives exchange, and at least one person of which shall be an investor or a person capable of protecting the benefits of investors, and at

1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and

4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in

, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company

รายงานผลการจัดอันดับความยาก-ง่าย ในการประกอบธุรกิจของธนาคารโลก ประจำปี 2563 ด้านการคุ้มครองผูล้งทุนเสียงข้างน้อย (Protecting Minority Investors) เผยแพร่เมื่อวันที ่17 มกราคม 2563 ท่านสามารถ download