identity and business reputation of the client’s principal owners, key management, and those charged with its governance. · The nature of the client’s operations, including its business practices
, for example: - The identity and business reputation of the client’s principal owners, key management, and those charged with its governance. - The nature of the client’s operations, including its
together with other three aiders or abettors, namely Budget Management and Design Co., Ltd., Montian, and Chai (or Kittiwut). Other than Section 312 of the SEA, they were charged on fraud, embezzlement and
, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
-incompetent person; (3) those persons whom [i] being accused by the SEC Office or being prosecuted as a result of such accusation or [ii] imprisoned by the final judgment of a court regarding the following
period. Cost of office rental operations decreased by Baht 4 million due to property tax was charged in the 1 st quarter as compared to the prior year which was charged in the 2 nd quarter and lower of
more than one location. In addition, the subsidiary company is being charged with a suitable rental rate compare with the nearby locations which offer rental rate in the range of Baht 154 – 275 per
No.4/2018 on November 14, 2018, considered that this transaction is charged at the same rate as the financing cost of the Lender. Therefore, it is reasonable to increase the efficiency of capital
more than one location. In addition, the subsidiary company is being charged with a suitable rental rate compare with the nearby locations which offer rental rate in the range of Baht 88-138 per Square
enforcement. Securities and Exchange Act Emergency Decree on Digital Asset Businesses Section 317/1 of the amended SEA allows the following offences to be prosecuted by a civil sanction: (1