services and they will proactively contribute to the campaign by, for example, screening and selecting prominent mutual funds suitable for long-term saving and investing, providing consultation and advice on
of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self
-corruption practices and thus encourage them to participate in creating anti-corruption culture and become a role model for Thai private sector.In addition, the SEC and Thai Institute of Directors (IOD) will
technology and big data to enhance the online service in various channels, develop data governance, data structure and data security, and groom human resources and organization culture as well as appoint a
seriously implemented to create organizational culture to fight against all forms of corruption. The above mentioned led to a sustainable development roadmap drawn up to work toward a goal of sustainability
the organizational culture and formulating corporate policies that support the integration of human rights into business operations. In the future, a training course “Business and Human Rights Course
comprehensive risk management principles and policies, effective capital management and a risk-aware culture Bank-wide. Meanwhile, we have put in place relevant procedures in preparation for the implementation of
formulation of global standards on capital market supervision alongside other prominent member countries. Furthermore, the SEC is also a part of IOSCO Growth and Emerging Market Steering Committee and is
6. Audit risks related to developments in the audit firms and profession Tone at the Top / Culture • Potential causes behind lack of improvement in level of inspection findings: fee pressures
as local wisdom, art and culture or creativity based businesses, such as alternative energy, software, movies, contents and animation industries. Knowledge on fund raising and required preparation will