company shall proceed as follows: (1) buy or sell securities according to the bid and offer price, and shall make a clear understanding with the counterparty regarding the expiry time of such bid and offer
counterparty whether an offer price is a firm quotation or an indicative quotation. Clause 11 In the case where a securities company bids or offers a firm quotation, the securities company shall proceed as
E-mail address Telephone number Fax number Mobile phone number 2. Principal place of practice Firm Name Position in the firm Address City State Postcode Country E-mail address Telephone number Fax
: ……………..…................................................................................... ........................................ ............................................................................................................................................. ....................................... Telephone: ........................................................................ Facsimile: ................................................................. Through the r...
Ratchadapisek Road, Huaykwang Subdistrict, Huaykwang District, Bangkok 10310 Telephone No. 66 (0) 2165 5555 press 2, then press 4 respectively Information inquiry available daily from 8.00 a.m. – 6.00 p.m. 14
publicized through telephone, leaflets, brochures, event booths at office buildings and Facebook advertisements.Such acts may be unlawful and constitute an offence of luring and offering unauthorized
@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection. Investors and the public can file a
discussing with her client to fine-tune the deficit portfolio. At the end of the trading day, she notified her client via mobile telephone after working hours.Making securities trading decisions on behalf of
client of trading orders via telephone at the end of the trading day.Making securities trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market
obligated by disclosure in offering documents circulated to investors (if any). (2) name, term, type, and objective of the REIT; (3) name, address and telephone number of a settlor, and a statement indicating