notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113
information, documents and evidentiary documentations relating to Finnomena's business which are Finnomena did not centralize the information and provide the complaint screening procedure. SEC Act S.113
Summary of Class Action under the Civil Procedure Code Tanaporn Farungsang Litigation Department The Securities and Exchange Commission, Thailand (SEC) Definition Class action is a type of civil
. The vast majority of these green projects are focused on climate change mitigation or adaptation, but there is a small share of the market, which also funds green, non-climate projects, such as green
necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market
Issuer’s Adaptation & Resilience performance in respect of a waste management facility Box 1: Step by Step Approach to assessing the qualifying carbon intensity of Energy from Waste Waste Management Criteria
their experiences to support effective adaptation regarding ITGC issues for auditors to perform an audit of financial statements more efficiently. Strengthening Competency of CFOs and Audit Committees
Scheme November 2018 * These Criteria also cover the conservation and restoration of non-forested land Assessing climate change mitigation and adaptation aspects of financial products is not
. Comply with Adaptation & Resilience Criteria Each facility must undergo a site- specific assessment, carried out by an accredited assessor using the ESG Gap Analysis Tool. This tool identifies gaps between
PowerPoint Presentation Procedure for Investigation and Enforcement Measures Sources of Information to stimulate enforcement actions The SEC Office’s preliminary consideration Has a sign of any