) B. Direct&Supervise&Review B Direction, supervision and review responsibilities: Firm's Reference /Guidance Notes Description 1 Has the firm established policies and procedures for direction and
and concrete direction for moving the whole ecosystem involving issuers, investors, disclosure of information, development of indices, capacity building, and inter-agency coordination. The forum
> Activities > Activities Activities SHARE : SEC organizes “The Development Direction of Provident Funds” seminar 24 July 2024 The Securities and Exchange Commission (SEC) organized a seminar titled “The
market which is envisioned to become: Strategic Direction 1 Capital market for competitiveness (Competitiveness), in which potentiality and competitiveness of all sectors in the capital market and economic
“Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices” 24/07/2024 SEC organizes “The Development Direction of Provident Funds” seminar 30/07/2024 SEC media
“Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices” 24/07/2024 SEC organizes “The Development Direction of Provident Funds” seminar 30/07/2024 SEC media
intermediaries to proceed in the same direction in compliance with the Notification on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1
to proceed in the same direction in compliance with the Notification on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1
to proceed in the same direction in compliance with the Notification on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for