and Exchange Commission concerning Maintaining Financial Status of the Derivatives Broker; and (2) The Notification of Securities and Exchange Commission concerning Maintaining Net Capital. 5 the amount

Q2/18. The final dividend is normally announced in the board meeting in February of the following year for approval in the annual general meeting in April and paid out in May. Financial Status Net Cash

the annual general meeting in April and paid out in May. Financial Status The group currently has no interest bearing debt. Cash reserves and financial investments at the 31st December, 2017 were THB

proprietary trading will also be required to prevent impact on the business operator?s financial condition and reputation.  The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders

Corporate Engagement Officer CDP Southeast Asia and Oceania 09:25-09:40 Overview of TCFD recommendations and key concepts 09:40-09:50 Current status of TCFD implementation and progress 09:50-10:00 Q&A 10:00

, which may cause untrustworthiness of securities business, derivatives business or trust business as a whole, or injury of business reputation, financial status, business operation or its clients; 22 (3

Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the

Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the

Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the

Company Name Licensee Type Status Company Name : Licensee Type : Score Type : Anti-Corruption Status : Certified by CAC Declared to join CAC Ensure its compliance by parent company Assessment Type : Status