3.1 Our starting point To the maximum degree possible, the Standard aims to adopt a positive technology or asset approach by specifically including: “projects or assets that directly contribute to
appropriate audit evidence and the possible effects are material, but not pervasive, resulting from: ( 2.2.1 circumstances beyond control of the entity (paragraph.........); ( 2.2.2 circumstances relating to
2.1.3 inappropriate/insufficient disclosure of information (paragraph........). ฆ 2.2 Inability to obtain sufficient appropriate audit evidence and the possible effects are material, but not pervasive
moderator. The topics of the conversation were: (1) Possible approaches for promoting conversations and discussions among investors, developers, business operators and the public sector; (2) Potential risks
Management. Edie Lush, Executive Producer & Co-Host of Global GoalsCast, was the moderator. The topics of the conversation were: (1) Possible approaches for promoting conversations and discussions among
an aim to study the root causes of such issues and propose possible solutions to the problem. To make it work, we need all stakeholders to cooperate. We encourage stakeholders in the financial
ธุรกิจ อีกทั้งยังเป็นกำรลด barrier to entry ส ำหรับผู้ประสงค์จะเข้ำมำประกอบธุรกิจหลักทรัพย์รำยใหม่ และไม่เป็นอุปสรรคต่อกำรปรับ โครงสร้ำงและ business model ของผู้ประกอบธุรกิจรำยเดิม ทั้งนี้ กำรก ำหนดทุนจดทะ
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
person under consideration; the penalty he/she has already served; the impacts, loss or benefit incurred; any steps taken to rectify past conduct; the cooperation or obstruction with SEC’s investigation
orders in large volumes. The practice may aim to mislead other investors by creating a false impression of escalating bid or offer demands at a given time, or it may be an obstruction to the buying or