The Securities and Exchange Commission (SEC), in collaboration with the Faculty of Law, Chulalongkorn University, organized a workshop on Human Rights Due Diligence (HRDD) under the Business and
and Human Rights Due Diligence in Europe and Asia” หัวข้อ “Implications of Environment and Human Rights Due Diligence for Asia Business” จัดโดย the United Nations Development Programme (UNDP) และ
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during the months of March and October 2017, Nattapong, then a securities investment consultant at the bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription transactions as originally intended by the investors in the following business day. Instead, he spent the sub...
According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions as originally intended by the investor. In so doing, she made and sent false documents to the invest...
credibility of capital market business personnel, and failed to perform duties responsibly with professional due care, which were deemed prohibited characteristics of personnel in capital market business*. Such
workshop on “Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human
company for 5 years, and as major shareholder of derivatives business operator for 10 years. Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117
จัดงาน การสัมมนาในครั้งนี้มีวัตถุประสงค์เพื่อสร้างความรู้ความเข้าใจและระดมความคิดเห็นเกี่ยวกับการนำกระบวนการตรวจสอบสถานะขององค์กรด้านการเคารพสิทธิมนุษยชนอย่างรอบด้าน (Human Rights Due Diligence : HRDD
Due Diligence : HRDD) ที่เหมาะสมกับแนวทางปฏิบัติของภาคธุรกิจ และเพื่อนำมาเป็นข้อมูลประกอบการจัดทำเครื่องมือ เพื่อช่วยส่งเสริมให้ภาคเอกชนดำเนินธุรกิจด้วยความเคารพสิทธิมนุษยชนตามหลักการชี้แนะขององค์การ