without possessing securities. “ETF units” means investment units of ETMF or units of foreign ETF. “units of foreign ETF” means shares of investment company or unit trust issued by foreign ETF. 1 The law on

in form of company or trust under foreign law. “short selling” means selling securities without possessing securities. “ETF units” means investment units of ETMF or units of foreign ETF. “units of

order, the two offenders have become persons possessing untrustworthy characteristics and subsequently banned from the position of director or executive at any securities issuing company or listed company

) ​​checking the basic individual qualifications of the applicant i.e. having extensive audit ​              experience, holding a CPA license, not possessing prohibited characteristics and

acquisition or disposal of a property or leasehold right to a property; (2) having a value of one hundred million baht or more, or three percent or more of the net asset value of the mutual fund, whichever is

meets the following requirements: (1) being an additional acquisition or disposal of a property or leasehold right to a property; (2) having a value of one hundred million baht or more, or three percent

business established under Thai or foreign law and possessing all of the following characteristics: (1) having the objective of joint investment among at least two accredited investors; (2) assigning any

established under Thai or foreign law and possessing all of the following characteristics: (1) having the objective of joint investment among at least two accredited investors; (2) assigning any person to be

companies from possessing characteristics of an investment company in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a

/Pages/News_Detail.aspx?SECID=7381 SEC and SET run a joint public hearing on the proposed prohibition of investment company characteristics in issuing and listed companies )  Define a company possessing