funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered

to stimulate economy through domestic consumption.   The SEC has considered it is appropriate to announce that 12 February and 24 September 2021 are special holidays for securities companies and

, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 Settlement Committee Meeting No. 13/2022

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

proceedings pending or known to be contemplated) that may have, or have had in the twelve months immediately preceding the date of registration statement, significant effects on the issuer’s financial position

use of proceeds. They can therefore only be considered SLBs if they align with the five core components of the SLBP, and can only be deemed green, social or sustainability bonds if they align with the

being considered as an event of default;  2. Partial repayment of the principal of the bond;   3. Increase in the coupon rate of the bond;  4. Request for a waiver of default of the principal and interest

from Eksang Holdings Co., Ltd., who is the major shareholder of the company, with total amount of 11.63 million baht. The transaction size is considered according to the middle size of connected

departmental manager and oversees the Accounting and Finance Department directly, whether or not the departmental manager of such companies should be considered as “executive". In response to the aforesaid