a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the
regulations and consultation paper are available on the SEC website at www.sec.or.th. Stakeholders and interested parties from the public are welcome to submit comments through the website, through the phone
. Stakeholders and the interested parties from the public are welcome to submit comments through website or through phone number 0-2263-6050 or email at rangrong@sec.or.th until June 10, 2013.
the website, or through phone number 0-2263-6040 and 0-2695-9574 or email to subharal@sec.or.th and ariya@sec.or.th until December 20, 2012.
public are welcome to submit comments through the website, or through phone number 0-2263-6040 or email to subharal@sec.or.th until December 27, 2012. ?
Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the
through the website, through the phone number 0-2263-6112, or email to corporat@sec.or.th until April 4, 2013.
orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found