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The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8333

SEC is to revise regulations on capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees

SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8334

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook Page ชื่อ Manage future trade

Facebook Page ชื่อ Manage future trade - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 16/07/2567)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='1110&CaseYY=2567

บุคคลหรือนิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. : Facebook Page อ้างชื่อ Manage Mutual Funds

Facebook Page อ้างชื่อ Manage Mutual Funds - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 02/09/2567)

http://market.sec.or.th/public/idisc/th/Viewmore/invalert-det?CaseID='1629&CaseYY=2567

SEC public hearing on proposed subordinate regulations under the Emergency Decree on Special Purpose Juridic Persons for Securitization B.E. 2540 (1997)

The SPV Act grants the SEC Board the power to issue subordinate regulations regarding the criteria for defining future receivables as well as regulations regarding the criteria, conditions, and procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for conducting business and properly complying with the law, the SEC is therefore proposing additi...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9987

SEC is open for comments on the draft notification on the delegation of other persons by business operators to operate a business on their behalf

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8392

SEC prepares to issue regulations that the “Chairman” and the “Manager” of IPO companies and listed companies to be different persons

will be effective in 2021. SEC has made the public hearing document available at https://www.sec.or.th/hearing. Related persons and interested parties may express their comments on the website or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8561

SEC instructs JKN and persons involved to further clarify the issue regarding the seeking of the Board of Directors meeting’s resolution to approve rehabiliation petition

company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10277

กลต.น.(ว) 14/2539 การจัดตั้งและจัดการกองทุนรวมที่เกี่ยวข้องกับบุคคลซึ่งมีความสัมพันธ์กับบริษัทหลักทรัพย์จัดการกองทุนรวม (affiliated persons)

และจัดการกองทุนรวมที่เกี่ยวข้องกับบุคคลซึ่งมีความสัมพันธ์กับบริษัทหลักทรัพย์จัดการกองทุนรวม (affiliated persons)ด้วยปัจจุบันมี

http://law.sec.or.th/content/2429/4501/1#4501

SEC adds monitoring measures for fund management to protect investors’ interests

To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8666