https://www.sec.or.th/TH/Documents/DigitalAsset/enactment_digital_2561_summary_en.pdf Microsoft Word - edited 18 4 08 - A4 paper.doc trust instrument “trust instrument” means a contract whereby a person
the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
disclosure statement for futures trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives
trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives business operation in the
disclosure statement for futures trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives
บุคคลที่สามารถเขา้ถึงขอ้มูลภายใน (“access person”) ของผูป้ระกอบธุรกิจนายหนา้ซ้ือขายหลกัทรัพย ์การคา้หลกัทรัพย ์หรือการจดัจ าหน่ายหลกัทรัพย ์ซ่ึงมิไดจ้ ากดัเฉพาะหลกัทรพัยอ์นัเป็นตราสารแห่งหน้ี หรือหน่วย
company”, “subsidiary”, “executive”, “major shareholder” and “controlling person” shall have the same meanings as defined in the Notification of the Securities and Exchange Commission concerning
“ controlling person ” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning Determination of the Definitions in [Other] Notifications relating to
person” shall have the same meaning as defined in the Notification of the Securities and Exchange Commission concerning 2 Determination of the Definitions in [Other] Notifications relating to Issuance and
“warrant” “execise of rights under warrants” “institutional investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the