exclude persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are
, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are, those who have trading accounts and transactions with the securities
. The name list of the largest allocated persons under the first paragraph shall exclude persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare
shall not include persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups
position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are, those who have trading accounts and transactions with the
encouraged the arrangement of workshop seminars as well as provided technicality aid to improve the potential 06 By continuously enhancing the system of audit regulation in the capital market and international
. The GBP are intended for broad use by the market: they provide issuers with guidance on the key components involved in launching a credible Green Bond; they aid investors by promoting availability of
use by the market: they provide issuers with guidance on the key components involved in launching a credible Social Bond; they aid investors by promoting availability of information necessary to
on the key components involved in launching a credible Social Bond; they aid investors by promoting availability of information necessary to evaluate the positive impact of their Social Bond
ambitious SLB; they aid investors by promoting accountability of issuers in their sustainability strategy and availability of information necessary to evaluate their SLB investments; and they assist