end, the market must have strong fundamentals in that transactions in the market must proceed with efficiency and fairness through intermediaries that provide quality services, and that users of the
10 years on account of deceiving several clients, falsifying documents, spending clients? money for his own interest, and using clients? trading accounts to trade securities for himself.Following a
of client without order, and using the client's account for his own benefits. He was an employee of Maybank Kim Eng Securities (Thailand) Plc, while the misconduct occurred. Following the client's
their own benefit. The second one prescribes a due date for payment of unit redemption within 7 days which is in line with ASEAN standards. The consultation paper is available on www.sec.or.th
Public Company Limited (TIP), sold 1,561,600 of TIP shares through its own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact
Zipmex Company Limited During May 8, 2022, to July 20, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, induced its own customers to deploy
misappropriation of the money received from the sale of KC short-term bills of exchange (B/E) for his own interest or other persons’ but did not perform his duties responsibly and honestly, and failed to have the B