The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current
The board should demonstrate a thorough understanding of its leadership role, assume its responsibilities in overseeing the company, and strengthen good governance, including: (1) defining objectives
amended the regulations for overseeing digital asset custodial wallet providers. Under the regulations, the custodial services provided by digital asset issuers, which involves keeping only the issued
digital assets and keys* and ensure safety of clients’ assets. The regulations cover the following requirements: (1) Policy and guidelines for overseeing risk management and management of digital
screening eligible companies and overseeing their information disclosure. The SEC does not grant an approval for each crowdfunding project or supervise pre-offering disclosure. To be eligible for a funding
CMDF would be responsible for policy making and overseeing that market development efforts would proceed in the same direction with transparency, accountability and good governance. SEC Secretary-General
interest of which the three agencies are responsible for overseeing.
, strategies; and currently overseeing policy and supervision of intermediaries, asset management, provident fund and market infrastructure Bank of Thailand, Analyst, Bank Supervision Department https
, effective on 5 August 2024. In any case, the SEC is responsible for overseeing that ICO portals comply with relevant regulations and maintain the qualifications specified by the SEC at all times while
operations included: Notification of Committee Overseeing Debt Collection Practices Notification of Committee Overseeing Debt Collection Practices Re: Number of Contacts for Debt Collection, which was