The SPV Act grants the SEC Board the power to issue subordinate regulations regarding the criteria for defining future receivables as well as regulations regarding the criteria, conditions, and procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for conducting business and properly complying with the law, the SEC is therefore proposing additi...
Arbitral Procedure Organized by the SEC Office (No. 2)
require that issuers of any type of debt securities use the same standardized factsheet form which accommodates product type-specific disclosure, for example, plain debentures, structured notes, securitized
structured notes for the purpose of debt restructuring; (5) an offer for sale to any waiver which is granted by the SEC Office whereby the waiver can prove that such offering: )a) is necessary and reasonable
process including The Impact Management Project Team, IMP Structured Network Members and all who contributed feedback. The SDG Impact Standards for Enterprises align with and benefit from the work involved
as organized by the SEC Office, shall be the dispute that represents the amount of damages claimed by each customer not more than one million baht. Clause 2. This Notification shall come into force as
civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration as organized by the SEC Office
as organized by the SEC Office, shall be the dispute that represents the amount of damages claimed by each customer not more than one million baht. Clause 2. This Notification shall come into force as
Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial