applicant must possess and maintain the criteria for operations stipulated for the Self-Regulatory Organization (SRO) in line with the standards of the International Organization of Securities Commission
Bangkok, November 23, 2012 ? The SEC will host the Asia-Pacific Regional Committee Meeting of the International Organization of Securities Commissions or ?IOSCO APRCMeeting", a high-level discussion
Development Assistance Committee (OECD/ DAC) Evaluation Network, the United Nations Evaluation Group (UNEG), the Evaluation Cooperation Group (ECG), and the International Organization for Cooperation in
measures will be in line with business operation and practices of private sector. This also will enhance the roles of ASCO as the Self-regulatory Organization (SRO)? Currently, the SEC is informed that
offer for sale of securities to the public 2. Securities business 3. Securities exchange 4. Securities trading center 5. Organization related to securities business 6
to facilitate organization of seminar, preparation of investment manual for dissemination to investors and general public, function as a center for conducting suitability test for investors and provide
organization or state owned enterprise. Fees for registration of transfer, mortgage and leasehold will also be reduced to 0.01% but not exceeding 100,000 baht. For unitholders of infrastructure fund, dividend
Bangkok, October 30, 2014 ? The SEC was elected to be a member of International Organization of Securities Commission (IOSCO) Board at the annual meeting of the IOSCO held in Brazil on September 28
ประเมินสำหรับตลาดทุนในลักษณะองค์กรกำกับดูแลตนเอง (Self Regulated Organization: SRO) เพื่อเปิดกว้างให้สมาคมหรือองค์กรวิชาชีพประเมินที่มีความพร้อมสามารถยื่นเป็น SRO ต่อ ก.ล.ต. ได้ ในการนี้ ก.ล.ต. ได้เผยแพร่
papers, sharing expertise and enforcement collaboration. The cooperation will not contravene public interest and will be in accordance with laws and regulations under the supervision of each organization