License Check banner. Suspicious unlicensed securities business operation can be informed for further investigation at the SEC hotline 1207. Information contained in this news release is as of the
further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by
The SEC Board has approved the principles for amending the regulations concerning ICO portals to allow the outsourcing of all system operations related to ICO portals, including certain due diligence
wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in
workshop on “Human Rights Due Diligence (HRDD) in Business Operations and Promoting Ethical Recruitment Practices." The workshop aimed to enhance the capacity of businesses to operate with respect for human
According to the SEC’s findings, CoinEx platform provided services as a digital asset exchange to facilitate trading and exchange of digital assets for a fee. It also solicited and advertised CoinEx services in Thailand using Thai language via social media such as Facebook and Twitter (currently named X), Medium and Telegram. In this regard, Puttipong presented himself as partner of CoinEx Thailand and the person in charge of CoinEx booth at Thailand Crypto Expo 2022 held at the Bangkok In...
The SEC will issue further regulations to revise the report submission of securities companies, derivatives intermediaries and trustees. In this regard, all reporting data will be reviewed collectively and concurrently and the consideration is divided into three areas, namely (1) acceptance of reports via electronic system instead of hardcopy submission, (2) discontinuation of reports to the SEC to be replaced with other disclosure means, for example, disclosure of information via generall...
Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had provided services or presented itself to the public that it was ready to provide the digital asset exchange service in the ordinary course of business outside the digital asset exchange. Additionally, Worawat promoted 1000X’s service in the Thai language on Facebook to invite the public to use the ser...
Bangkok, August 7, 2013 ? The SEC will organize four rounds of half-day seminars on ?Revised Rules Governing Preparation of Reports under Section 56 and Annual Registration Statement (Form 56-1)? on August 21, 23, 26 and September 3, 2013. The seminars will start from 9.00 to12.00 hrs. at Professor Sangvien Indaravijaya Conference Room, 3th Floor, the Stock Exchange of Thailand building. This aims to better listed companies? and financial advisors? understanding on the new rules and help them...