กลาวคือ (1) กรณีเสนอขายตอ II&HNW ใหยืน่ filing ราย issue เปน free form (แบบ 69-S ซ่ึงมี ขอมูล ของ issuer ขั้นต่ําตามมาตรา 69 และ 70 และมีขอกําหนดสิทธิตามมาตรา 42) โดย filing จะมีผลใช บังคับ 1
issuer, state whether the issuer is directly or indirectly owned or controlled by another corporation(s), by any foreign government or by any other natural or legal person(s) severally or jointly, and, if
แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................
securities company shall be terminated upon the person’s vacating the position, such as upon an expiration of the term of office and no re- appointment has been granted, or due to a tender of resignation from
an application using the Form 35-W attached hereto together with [one set of] the followings supporting documents: (1) details of warrants; (2) details of the issuing company; (3) other documents and
derivatives business operator shall be terminated upon the person’s vacating the position, such as upon an expiration of the term of office and no re- appointment has been granted, or due to the tender of
person’s account has been flagged for suspicious activity.· Messenger and Instagram: Facial recognition technology is now available on Instagram as a faster and easier way to help detect and
). However, such exemption shall apply to only one applicant for each management company and shall be terminated once such person no longer performs such duty or holds such position. Clause 4. Any applicant
the date of submission of the application, such applicant shall be exempt from such qualifications under (3) and (5). However, such exemption shall apply to only one applicant for each management