relating to Offering for Sale of Units of Foreign Collective Investment Scheme (No. 2) dated 1 December 2023 (https://publish.sec.or.th/nrs/9939s.pdf)(3) The Notification of the Office of the Securities and
, provided that the asset appraisal report reflects significant factors and is not more than one year old.(5) Permitting the delivery of documents relating to seeking a unitholders’ resolution in an
appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness
SEC is holding a public hearing on the proposed amendments to the regulations governing REIT indirect investment. According to the current regulations relating to issuance and offer for sale
SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial
additional client information; - The provision of services relating to investment analysis and consultancy so as to specify the plan for investment allocation for clients by distributing investments in
SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and
Assets, With Satisfaction, and Without Frauds”, as well as to provide consulting service relating to fund-raising, and to provide knowledge on investment in the capital market throughout the seminar.SEC
or falsifying documents. SEC has therefore issued regulations specifying suspicious circumstances and the procedure for obtaining facts relating to such circumstances to be in accordance with the
and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in